AP European History

Chapter 14 - Europe and the World: New Encounters

Introduction

WHILE MANY EUROPEANS were occupied with the problems of dynastic expansion and religious reform, others were taking voyages that propelled Europeans far beyond the medieval walls in which they had been enclosed for almost a thousand years. One of these adventurers was the Portuguese explorer Ferdinand Magellan. Convinced that he could find a sea passage to Asia through America, Magellan persuaded the king of Spain to finance an exploratory voyage. On August 10, 1519, Magellan set sail on the Atlantic with five ships and a Spanish crew of 277 men. After a stormy and difficult crossing of the Atlantic, Magellan’s fleet moved down the coast of South America, searching for the elusive strait that would take him through. His Spanish ship captains thought he was crazy: “The fool is obsessed with his search for a strait,” one remarked. “On the flame of his ambition he will crucify us all.” At last, in October 1520, he found it, passing through a narrow waterway (later named the Strait of Magellan) and emerging into an unknown ocean that he called the Pacific Sea. Magellan reckoned that it would then be a short distance to the Spice Islands of the East, but he was badly mistaken. Week after week, he and his crew sailed on across the Pacific as their food supplies dwindled. According to one account, “When their last biscuit had gone, they scraped the maggots out of the casks, mashed them and served them as gruel. They made cakes out of sawdust soaked with the urine of rats - the rats themselves, as delicacies, had long since been hunted to extinction.” At last they reached the islands that would later be called the Philippines (after King Philip II of Spain), where Magellan met his death at the hands of the natives. Although only one of his original fleet of five ships survived and returned to Spain, Magellan is still remembered as the first person to circumnavigate the world. At the beginning of the sixteenth century, European adventurers like Magellan had begun launching small fleets into the vast reaches of the Atlantic Ocean. They were hardly aware that they were beginning a new era, not only for Europe, but for the peoples of Asia, Africa, and the Americas as well. Nevertheless, the voyages of these Europeans marked the beginning of a process that led to radical changes in the political, economic, and cultural life of the entire world. Between 1500 and 1800, European power engulfed the world. In the Americas, Europeans established colonies that spread their laws, religions, and cultures. In the island regions of Southeast Asia, Europeans firmly established their rule. In other parts of Asia and in Africa, their activities ranged from trading goods to trafficking in humans, permanently altering the lives of the local peoples. In all regions touched by European expansion, the indigenous peoples faced exposure to new diseases, alteration of their religions and customs, and the imposition of new laws.

On the Brink of a New World

FOCUS QUESTION: Why did Europeans begin to embark on voyages of discovery and expansion at the end of the fifteenth century?

Nowhere has the dynamic and even ruthless energy of Western civilization been more apparent than in its expansion into the rest of the world. By the late sixteenth century, the Atlantic seaboard had become the center of a commercial activity that raised Portugal and Spain and later the Dutch Republic, England, and France to prominence. The age of expansion was a crucial factor in the European transition from the agrarian economy of the Middle Ages to a commercial and industrial capitalistic system. Expansion also brought Europeans into new and lasting contacts with non-European peoples that inaugurated a new age of world history in the sixteenth century.

The Motives for Expansion

For almost a millennium, Catholic Europe had been confined to one geographic area. Its one major attempt to expand beyond those frontiers, the Crusades, had largely failed. Of course, Europe had never completely lost touch with the outside world: the goods of Asia and Africa made their way into medieval castles, the works of Muslim philosophers were read in medieval universities, and in the ninth and tenth centuries, the Vikings had even made their way to the eastern fringes of North America. But in all cases, contacts with non-European civilizations remained limited until the end of the fifteenth century, when Europeans embarked on a remarkable series of overseas journeys. What caused Europeans to undertake such dangerous voyages to the ends of the earth?

FANTASTIC LANDS Europeans had long felt the lure of lands outside Europe as a result of a large body of fantasy literature about “other worlds” that blossomed in the Middle Ages. In the fourteenth century, the author of The Travels of John Mandeville spoke of realms (which he had never seen) filled with precious stones and gold. Other lands were more frightening and considerably less appealing. In one country, “the folk be great giants of twenty-eight foot long, or thirty foot long.... And they eat more gladly man’s flesh than any other flesh.” Farther north was a land inhabited by “full cruel and evil women. And they have precious stones in their eyes. And they be of that kind that if they behold any man with wrath they slay him at once with the beholding.” Other writers, however, enticed Europeans with descriptions of mysterious Christian kingdoms: the magical kingdom of Prester John in Africa and a Christian community in southern India that was supposedly founded by Thomas, an apostle of Jesus.

ECONOMIC MOTIVES Although Muslim control of Central Asia cut Europe off from the countries farther east, the Mongol conquests in the thirteenth century had reopened the doors. The most famous medieval travelers to the East were the Polos of Venice. Niccolo and Maffeo, merchants from Venice, accompanied by Niccolo’s son Marco, undertook the lengthy journey to the court of the great Mongol ruler Khubilai Khan (1259-1294) in 1271. An account of Marco’s experiences, the Travels, was the most informative of all the descriptions of Asia by medieval European travelers (see the box on p. 405). Others followed the Polos, but in the fourteenth century, the conquests of the Ottoman Turks and then the breakup of the Mongol Empire reduced Western traffic to the East. With the closing of the overland routes, a number of people in Europe became interested in the possibility of reaching Asia by sea to gain access to the spices and other precious items of the region. Christopher Columbus had a copy of Marco Polo’s Travels in his possession when he began to envision his epoch-making voyage across the Atlantic Ocean.

An economic motive thus loomed large in European expansion in the Renaissance. Merchants, adventurers, and government officials had high hopes of finding new areas of trade, especially more direct access to the spices of the East. These continued to come to Europe via Arab intermediaries but were outrageously expensive. In addition to the potential profits to be made from the spice trade, many European explorers and conquerors did not hesitate to express their desire for material gain in the form of gold and other precious metals. One Spanish conquistador (kahn-KEESS-tuh-dar) explained that the purpose of their mission to the New World was to “serve God and His Majesty, to give light to those who were in darkness, and to grow rich, as all men desire to do.”

RELIGIOUS ZEAL The conquistador’s statement expressed another major reason for the overseas voyages - religious zeal. A crusading mentality was particularly strong in Portugal and Spain, where the Muslims had largely been driven out in the Middle Ages. Contemporaries of Prince Henry the Navigator of Portugal (see “The Development of a Portuguese Maritime Empire” later in this chapter) said that he was motivated by “his great desire to make increase in the faith of our Lord Jesus Christ and to bring him all the souls that should be saved.” Although most scholars believe that the religious motive was secondary to economic considerations, it would be foolish to overlook the genuine desire of explorers and conquistadors, let alone missionaries, to convert the heathen to Christianity. Hernán Cortés (hayr-NAHN kor-TAYSS or kor-TEZ), the conqueror of Mexico, asked his Spanish rulers if it was not their duty to ensure that the native Mexicans “are introduced into and instructed in the holy Catholic faith” and predicted that if “the devotion, trust and hope which they now have in their idols turned so as to repose with the divine power of the true God... they would work many miracles...." Spiritual and secular affairs were closely intertwined in the sixteenth century. No doubt, the desire for grandeur and glory as well as plain intellectual curiosity and a spirit of adventure also played some role in European expansion.

The Means for Expansion

If “God, glory, and gold” were the primary motives, what made the voyages possible? First of all, the expansion of Europe was connected to the growth of centralized monarchies during the Renaissance. Although historians still debate the degree of that centralization, the reality is that Renaissance expansion was a state enterprise. By the second half of the fifteenth century, European monarchies had increased both their authority and their resources and were in a position to turn their energies beyond their borders. For France, that meant the invasion of Italy, but for Portugal, a state not strong enough to pursue power in Europe, it meant going abroad. The Spanish monarchy was strong enough by the sixteenth century to pursue power both in Europe and beyond.

MAPS At the same time, Europeans had achieved a level of wealth and technology that enabled them to make a regular series of voyages beyond Europe. Although the highly schematic and symbolic medieval maps were of little help to sailors, the portolani (pohr-tuh-LAH-nee), or charts made by medieval navigators and mathematicians in the thirteenth and fourteenth centuries, were more useful. With details on coastal contours, distances between ports, and compass readings, these charts proved of great value for voyages in European waters. But because the portolani were drawn on a flat scale and took no account of the curvature of the earth, they were of little use for longer overseas voyages. Only when seafarers began to venture beyond the coast of Europe did they begin to accumulate information about the actual shape of the earth. By the end of the fifteenth century, cartography had developed to the point that Europeans possessed fairly accurate maps of the known world.

One of the most important world maps available to Europeans at the end of the fifteenth century was that of Ptolemy (TAHL-uh-mee), an astronomer of the second century C.E. Ptolemy’s work, the Geography, had been known to Arab geographers as early as the eighth century, but it was not until the fifteenth century that a Latin translation was made of the work. Printed editions of Ptolemy’s Geography, which contained his world map, became available from 1477 on. Ptolemy’s map (see the illustration) showed the world as spherical with three major landmasses – Europe, Asia, and Africa – and only two oceans. In addition to showing the oceans as considerably smaller than the landmasses, Ptolemy had also drastically underestimated the circumference of the earth, which led Columbus and other adventurers to believe that it would be feasible to sail west from Europe to reach Asia.

SHIPS AND SAILING Europeans had also developed remarkably seaworthy ships as well as new navigational techniques. European shipmakers had mastered the use of the axial rudder (an import from China) and had learned to combine the use of lateen sails with a square rig. With these innovations, they could construct ships mobile enough to sail against the wind and engage in naval warfare and also large enough to mount heavy cannons and carry a substantial amount of goods over long distances. Previously, sailors had used a quadrant and their knowledge of the position of the Pole Star to ascertain their latitude. Below the equator, however, this technique was useless. Only with the assistance of new navigational aids such as the compass and the astrolabe were they able to explore the high seas with confidence.

A final spur to exploration was the growing knowledge of the wind patterns in the Atlantic Ocean. The first European fleets sailing southward along the coast of West Africa had found their efforts to return hindered by the strong winds that blew steadily from the north along the coast. By the late fifteenth century, however, sailors had learned to tack out into the ocean, where they were able to catch westerly winds in the vicinity of the Azores that brought them back to the coast of western Europe. Christopher Columbus used this technique in his voyages to the Americas, and others relied on their new knowledge of the winds to round the continent of Africa in search of the Spice Islands

New Horizons: The Portuguese and Spanish Empires

FOCUS QUESTION: How did Portugal and Spain acquire their overseas empires, and how did their empires differ?

Portugal took the lead in the European age of expansion when it began to explore the coast of Africa under the sponsorship of Prince Henry the Navigator (1394-1460). His motives were a blend of seeking a Christian kingdom as an ally against the Muslims, acquiring trade opportunities for Portugal, and spreading Christianity.

The Development of a Portuguese Maritime Empire

In 1419, Prince Henry founded a school for navigators on the southwestern coast of Portugal. Shortly thereafter, Portuguese fleets began probing southward along the western coast of Africa in search of gold, which had been carried northward from south of the Atlas Mountains in central Morocco for centuries. In 1441, Portuguese ships reached the Senegal River, just north of Cape Verde, and brought home a cargo of black Africans, most of whom were then sold as slaves to wealthy buyers elsewhere in Europe. Within a few years, an estimated one thousand slaves were shipped annually from the area back to Lisbon.

Through regular expeditions, the Portuguese gradually crept down the African coast, and in 1471, they discovered a new source of gold along the southern coast of the hump of West Africa (an area that would henceforth be known to Europeans as the Gold Coast). A few years later, they established contact with the state of Bakongo, near the mouth of the Zaire (Congo) River in Central Africa. To facilitate trade in gold, ivory, and slaves (some slaves were brought back to Lisbon, while others were bartered to local merchants for gold), the Portuguese leased land from local rulers and built stone forts along the coast.

THE PORTUGUESE IN INDIA Hearing reports of a route to India around the southern tip of Africa, Portuguese sea captains continued their probing. In 1488, Bartholomeu Dias (bar-toh-Ioh-MAY-oo DEE-ush) (c. 1450-1500) took advantage of westerly winds in the South Atlantic to round the Cape of Good Hope, but he feared a mutiny from his crew and returned (see Map 14.1). Ten years later, a fleet under the command of Vasco da Gama (VAHSH-koh dah GAHM-uh) (c. 1460-1524) rounded the cape and stopped at several ports controlled by Muslim merchants along the coast of East Africa. Da Gama’s fleet then crossed the Arabian Sea and reached the port of Calicut, on the southwestern coast of India, on May 18, 1498. On arriving in Calicut, da Gama announced to his surprised hosts that he had come in search of “Christians and spices.” He found no Christians, but he did find the spices he sought. Although he lost two ships en route, da Gama’s remaining vessels returned to Europe with their holds filled with ginger and cinnamon, a cargo that earned the investors a profit of several thousand percent.

Portuguese fleets returned annually to the area, seeking to destroy Arab shipping and establish a monopoly in the spice trade. In 1509, a Portuguese armada defeated a combined fleet of Turkish and Indian ships off the coast of India and began to impose a blockade on the entrance to the Red Sea to cut off the flow of spices to Muslim rulers in Egypt and the Ottoman Empire. The following year, seeing the need for a land base in the area, Admiral Afonso de Albuquerque (ahFAHN- soh day AL-buh-kur-kee) (c. 1462-1515) set up port facilities at Goa (GOH-uh), on the western coast of India south of present-day Mumbai (Bombay). Goa henceforth became the headquarters for Portuguese operations throughout the entire region.

IN SEARCH OF SPICES In the early sixteenth century, the Portuguese expanded their search for spices (see Images of Everyday Life on p. 409). In 1511, Albuquerque sailed into the harbor of Malacca (muh-LAK-uh) on the Malay peninsula. Malacca had been transformed by its Muslim rulers into a thriving port and a major stopping point in the spice trade. After a short but bloody battle, the Portuguese seized the city and massacred the local Arab population. This slaughter initiated a fierce and brutal struggle between the Portuguese and the Arabs. According to one account, “To enhance the terror of his name he [Albuquerque] always separated Arabs from the other inhabitants of a captured city, and cut off the right hand of the men, and the noses and ears of the women.” By seizing Malacca, the Portuguese had not only weakened Arab control of the spice trade but obtained a major port en route to the Moluccas (muh-LUHK-uhz), then known as the Spice Islands.

From Malacca, the Portuguese launched expeditions farther east, to China and the Spice Islands. There they signed a treaty with a local ruler for the purchase and export of cloves to the European market. The new trading empire was now complete. Within a few years, the Portuguese had managed to seize control of the spice trade from Muslim traders and had garnered substantial profits for the Portuguese monarchy. Nevertheless, the Portuguese Empire remained limited, consisting only of trading posts on the coasts of India and China. The Portuguese lacked the power, the population, and the desire to colonize the Asian regions.

Why were the Portuguese so successful? Basically, their success was a matter of guns and seamanship. The first Portuguese fleet to arrive in Indian waters was relatively modest in size, consisting of three ships and twenty guns, a force sufficient for self-defense and intimidation but not for serious military operations. Later Portuguese fleets, which began to arrive with regularity early in the sixteenth century, were more heavily armed and were able not only to intimidate but also to inflict severe defeats if necessary on local naval and land forces. The Portuguese by no means possessed a monopoly on the use of firearms and explosives, but their effective use of naval technology, their heavy guns that could be mounted in the hulls of their sturdy vessels, and their tactics gave them military superiority over lightly armed rivals that they were able to exploit until the arrival of other European forces several decades later.

Voyages to the New World

While the Portuguese were seeking access to the spice trade of the Indies by sailing eastward through the Indian Ocean, the Spanish were attempting to reach the same destination by sailing westward across the Atlantic. Although the Spanish came to overseas discovery and exploration after the initial efforts of Henry the Navigator, their greater resources enabled them to establish a far grander overseas empire than that of the Portuguese - and one that was quite different.

THE VOYAGES OF COLUMBUS An important figure in the history of Spanish exploration was an Italian known as Christopher Columbus (1451-1506). Knowledgeable Europeans were aware that the world was round but had little understanding of its circumference or the extent of the continent of Asia. Convinced that the circumference of the earth was less than contemporaries believed and that Asia was larger than people thought, Columbus felt that Asia could be reached by sailing west instead of around Africa. After being rejected by the Portuguese, he persuaded Queen Isabella of Spain to finance his exploratory expedition.

With three ships, the Santa Maria, the Niña, and the Pinta, and a crew of ninety men, Columbus set sail on August 3, 1492. On October 12, he reached the Bahamas and then went on to explore the coastline of Cuba and the northern shores of Hispaniola (present-day Haiti and the Dominican Republic). Columbus believed that he had reached Asia, and in his reports to Queen Isabella and King Ferdinand upon his return to Spain, he assured them not only that he would eventually find gold but also that they had a golden opportunity to convert the natives – whom Columbus persisted in calling “Indians” – to Christianity (see the box on p. 411). In three subsequent voyages (1493, 1498, 1502), Columbus sought in vain to find a route to the Asian mainland. In his four voyages, Columbus landed on all the major islands of the Caribbean and the mainland of Central America, still convinced that he had reached the Indies in Asia.

NEW VOYAGES Although Columbus clung to his belief until his death, other explorers soon realized that he had discovered a new frontier altogether. State-sponsored explorers joined the race to the New World. A Venetian seaman, John Cabot, explored the New England coastline of the Americas under a license from King Henry VII of England. The continent of South America was discovered accidentally by the Portuguese sea captain Pedro Cabral (kuh-BRAL) in 1500. Amerigo Vespucci (ahm-ay-REE-goh vess-POO-chee), a Florentine, accompanied several voyages and wrote a series of letters describing the geography of the New World. The publication of these letters led to the use of the name “America” (after Amerigo) for the new lands.

The first two decades of the sixteenth century witnessed numerous overseas voyages that explored the eastern coasts of both North and South America. Vasco Nuñez de Balboa (VAHS-koh NOON-yez day bal-BOH-uh) (1475-1519), a Spanish explorer, led an expedition across the Isthmus of Panama and reached the Pacific Ocean in 1513. Perhaps the most dramatic of all these expeditions was the journey of Ferdinand Magellan (1480-1521) in 1519. After passing through the strait named after him at the southern tip of South America, he sailed across the Pacific Ocean and reached the Philippines, where he was killed by the natives. Although only one of his fleet of five ships completed the return voyage to Spain, Magellan’s name is still associated with the first known circumnavigation of the earth.

The Europeans referred to the newly discovered territories as the New World, even though they held flourishing civilizations populated by millions of people. But the Americas were indeed new to the Europeans, who quickly saw opportunities for conquest and exploitation. The Spanish, in particular, were interested because the 1494 Treaty of Tordesillas (tor-day-SEE-yass) had divided up the newly discovered world into separate Portuguese and Spanish spheres of influence, and it turned out that most of South America (except for the eastern hump) fell within the Spanish sphere (see Map 14.1 on p. 408). Hereafter the route east around the Cape of Good Hope was to be reserved for the Portuguese while the route across the Atlantic was assigned to Spain.


Next Reading: 14.2 (The Spanish Empire)