AP European History

Chapter 15 - State-Building and the Search for Order in the 17th Century

Introduction

BY THE END of the sixteenth century, Europe was beginning to experience a decline in religious passions and a growing secularization that affected both the political and the intellectual worlds (on the intellectual effects, see Chapter 16). Some historians like to speak of the seventeenth century as a turning point in the evolution of a modern state system in Europe. The ideal of a united Christian Europe gave way to the practical realities of a system of secular states in which matters of state took precedence over the salvation of subjects’ souls. By the seventeenth century, the credibility of Christianity had been so weakened through religious wars that more and more Europeans came to think of politics in secular terms.

One response to the religious wars and other crises of the time was a yearning for order. As the internal social and political rebellions and revolts died down, it became apparent that the privileged classes of society - the aristocrats - remained in control, although the various states exhibited important differences in political forms. The most general trend saw an extension of monarchical power as a stabilizing force. This development, which historians have called absolute monarchy or absolutism, was most evident in France during the flamboyant reign of Louis XIV, regarded by some as the perfect embodiment of an absolute monarch. In his memoirs, the Duc de Saint-Simon (dook duh san-see-MOHN), who had firsthand experience of French court life, said that Louis was “the very figure of a hero, so imbued with a natural but most imposing majesty that it appeared even in his most insignificant gestures and movements.” The king’s natural grace gave him a special charm as well: “He was as dignified and majestic in his dressing gown as when dressed in robes of state, or on horseback at the head of his troops.” He spoke well and learned quickly. He was naturally kind and “loved truth, justice, order, and reason.” His life was orderly:

“Nothing could be regulated with greater exactitude than were his days and hours.” His self-control was impeccable: “He did not lose control of himself ten times in his whole life, and then only with inferior persons.” But even absolute monarchs had imperfections, and Saint-Simon had the courage to point them out: “Louis XIV’s vanity was without limit or restraint,” which led to his “distaste for all merit, intelligence, education, and, most of all, for all independence of character and sentiment in others,” as well as “to mistakes of judgment in matters of importance.”

But absolutism was not the only response to the search for order in the seventeenth century. Other states, such as England, reacted differently to domestic crisis, and another very different system emerged in which monarchs were limited by the power of their representative assemblies. Absolute and limited monarchy were the two poles of seventeenth-century state building.

Social Crises, War, and Rebellions

FOCUS QUESTION: What economic, social, and political crises did Europe experience in the first half of the seventeenth century?

The inflation-fueled prosperity of the sixteenth century showed signs of slackening by the beginning of the seventeenth. Economic contraction was evident in some parts of Europe in the 1620s. In the 1630s and 1640s, as imports of silver from the Americas declined, economic recession intensified, especially in the Mediterranean area. Once the industrial and financial center of Europe in the Renaissance, Italy was now becoming an economic backwater. Spain’s economy was also seriously failing by the 1640s.

Population trends of the sixteenth and seventeenth centuries also reveal Europe’s worsening conditions. The sixteenth century was a period of expanding population, possibly related to a warmer climate and increased food supplies. It has been estimated that the population of Europe increased from 60 million in 1500 to 85 million by 1600, the first major recovery of the European population since the devastation of the Black Death in the mid-fourteenth century. Records also indicate a leveling off of the population by 1620, however, and even a decline by 1650, especially in central and southern Europe. Only the Dutch, English, and French grew in number in the first half of the seventeenth century. Europe’s longtime adversaries – war, famine, and plague – continued to affect population levels. After the middle of the sixteenth century, another “little ice age,” when average temperatures fell, affected harvests and caused famines. These problems created social tensions that came to a boil in the witchcraft craze.

The Witchcraft Craze

Hysteria over witchcraft affected the lives of many Europeans in the sixteenth and seventeenth centuries. Witchcraft trials were held in England, Scotland, Switzerland, Germany, some parts of France, and the Low Countries, and even in New England in America.

Witchcraft was not a new phenomenon. Its practice had been part of traditional village culture for centuries, but it came to be viewed as both sinister and dangerous when the medieval church began to connect witches to the activities of the devil, thereby transforming witchcraft into a heresy that had to be wiped out. After the establishment of the Inquisition in the thirteenth century, some people were accused of a variety of witchcraft practices and, following the biblical injunction “Thou shalt not suffer a witch to live,” were turned over to secular authorities for burning at the stake or, in England, hanging.

THE SPREAD OF WITCHCRAFT What distinguished witchcraft in the sixteenth and seventeenth centuries from these previous developments was the increased number of trials and executions of presumed witches. Perhaps more than 100,000 people throughout Europe were prosecuted on charges of witchcraft. Although larger cities were affected first, the trials spread to smaller towns and rural areas as the hysteria persisted well into the seventeenth century (see the box on p. 438).

The accused witches usually confessed to a number of practices, most often after intense torture. Many said that they had sworn allegiance to the devil and attended sabbats or nocturnal gatherings where they feasted, danced, and even copulated with the devil in sexual orgies. More common, however, were admissions of using evil incantations and special ointments and powders to wreak havoc on neighbors by killing their livestock, injuring their children, or raising storms to destroy their crops.

A number of contributing factors have been suggested to explain why the witchcraft frenzy became so widespread in the sixteenth and seventeenth centuries. Religious uncertainties clearly played some part. Many witchcraft trials occurred in areas where Protestantism had recently been victorious or in regions, such as southwestern Germany, where Protestant-Catholic controversies still raged. As religious passions became inflamed, accusations of being in league with the devil became common on both sides.

Recently, however, historians have emphasized the importance of social conditions, especially the problems of a society in turmoil, in explaining the witchcraft hysteria. At a time when the old communal values that stressed working together for the good of the community were disintegrating before the onslaught of a new economic ethic that emphasized looking out for oneself, property owners became more fearful of the growing numbers of poor in their midst and transformed them psychologically into agents of the devil. Old women were particularly susceptible to suspicion. Many of them, no longer the recipients of the local charity available in traditional society, may even have tried to survive by selling herbs, potions, or secret remedies for healing. When problems arose – and there were many in this crisis-laden period – these people were handy scapegoats.

That women should be the chief victims of witchcraft trials was hardly accidental. Nicholas Remy, a witchcraft judge in France in the 1590s, found it “not unreasonable that this scum of humanity [witches] should be drawn chiefly from the feminine sex.” To another judge, it came as no surprise that witches would confess to sexual experiences with Satan: “The Devil uses them so, because he knows that women love carnal pleasures, and he means to bind them to his allegiance by such agreeable provocations.” Of course, witch hunters were not the only ones who held women in such low esteem. Most theologians, lawyers, and philosophers in early modern Europe believed in the natural inferiority of women and thus would have found it plausible that women would be more susceptible to witchcraft.

DECLINE By the mid-seventeenth century, the witchcraft hysteria began to subside. The destruction caused by the religious wars had forced people to accept at least a grudging toleration, tempering religious passions. Moreover, as governments began to stabilize after the period of crisis, fewer magistrates were willing to accept the unsettling and divisive conditions generated by the trials of witches. Finally, by the turn of the eighteenth century, more and more educated people were questioning traditional attitudes toward religion and finding it contrary to reason to believe in the old view of a world haunted by evil spirits.

The Thirty Years’ War

Although many Europeans responded to the upheavals of the second half of the sixteenth century with a desire for peace and order, the first fifty years of the seventeenth century continued to be plagued by crises. A devastating war that affected much of Europe and rebellions seemingly everywhere protracted the atmosphere of disorder and violence.

BACKGROUND TO THE WAR Religion, especially the struggle between Catholicism and Calvinism, played an important role in the outbreak of the Thirty Years’ War (1618-1648), often called the “last of the religious wars.” As the war progressed, however, it became increasingly clear that secular, dynastic-nationalist considerations were far more important. Although much of the fighting during the Thirty Years’ War took place in the Germanic lands of the Holy Roman Empire, it became a Europe-wide struggle (see Map 15.1). In fact, some historians view it as part of a larger conflict for European leadership between the Bourbon dynasty of France and the Habsburg dynasties of Spain and the Holy Roman Empire and date it from 1609 to 1659.

The Peace of Augsburg in 1555 had brought an end to religious warfare between German Catholics and Lutherans. Religion, however, continued to play a divisive role in German life as Lutherans and Catholics persisted in vying for control of various principalities. In addition, although the treaty had not recognized the rights of Calvinists, a number of German states had adopted Calvinism as their state church. At the beginning of the seventeenth century, the Calvinist ruler of the Palatinate (puh-LAT-uh-nuht or puh-LAT-uh-nayt), the Elector Palatine (PAL-uh-tyn) Frederick IV, assumed the leadership in forming a league of German Protestant states called the Protestant Union. To counteract it, Duke Maximilian of the south German state of Bavaria organized the Catholic League of German states. By 1609, then, Germany was dividing into two armed camps in anticipation of religious war.

The religious division was exacerbated by a constitutional issue. The desire of the Habsburg emperors to consolidate their authority in the Holy Roman Empire was resisted by the princes, who fought for their “German liberties,” their constitutional rights and prerogatives as individual rulers. To pursue their policies, the Habsburg emperors looked to Spain (ruled by another branch of the family) for assistance while the princes turned to the enemies of Spain, especially France, for help against the emperors. The divisions in the Holy Roman Empire and Europe made it almost inevitable that if war did erupt, it would be widespread and difficult to stop.

THE BOHEMIAN PHASE Historians have traditionally divided the Thirty Years’ War into four major phases. The Bohemian phase (1618-1625) began in one of the Habsburgs’ own territories. In 1617, the Bohemian Estates (primarily the nobles) accepted the Habsburg Archduke Ferdinand as their king but soon found themselves unhappy with their choice. Though many of the nobles were Calvinists, Ferdinand was a devout Catholic who began a process of re-Catholicizing Bohemia and strengthening royal power. The Protestant nobles rebelled against Ferdinand in May 1618 and proclaimed their resistance by throwing two of the Habsburg governors and a secretary out of a window in the royal castle in Prague, the seat of Bohemian government. The Catholic side claimed that their seemingly miraculous escape from death in the 70-foot fall from the castle was due to the intercession of the Virgin Mary, while Protestants pointed out that they fell into a manure pile. The Bohemian rebels now seized control of Bohemia, deposed Ferdinand, and elected as his replacement the Protestant ruler of the Palatinate, Elector Frederick V, who was also the head of the Protestant Union.

Ferdinand, who in the meantime had been elected Holy Roman Emperor, refused to accept his deposition. Realizing that the election of Frederick V, if allowed to stand, could upset the balance of religious and political power in central Europe and give the Protestant forces greater control of the Holy Roman Empire, Ferdinand sought the aid of the imposing forces of Duke Maximilian of Bavaria and the Catholic League. With their help, the imperial forces defeated Frederick and the Bohemian nobles at the Battle of White Mountain outside Prague on November 8, 1620. Spanish troops took advantage of Frederick’s predicament by invading the Palatinate and conquering it by the end of 1622. The unfortunate Frederick fled into exile in the United Provinces. The Spanish took control of the western part of the Palatinate (to gain the access route from Italy to the Netherlands that they had wanted), and Maximilian of Bavaria took the rest of the territory. Reestablished as king of Bohemia, Emperor Ferdinand declared Bohemia a hereditary Habsburg possession, confiscated the land of the Protestant nobles, and established Catholicism as the sole religion. The Spanish renewed their attack on the Dutch, and the forces of Catholicism seemed on the road to victory. But the war was far from over.

THE DANISH PHASE The second phase of the war, the Danish phase (1625-1629), began when King Christian IV of Denmark (1588-1648), a Lutheran, intervened on behalf of the Protestant cause by leading an army into northern Germany. Christian had made an anti-Habsburg and anti-Catholic alliance with the United Provinces and England. He also wanted, however, to gain possession of some Catholic territories in northern Germany to benefit his family.

In the meantime, Ferdinand had gained a new commander for the imperial forces in Albrecht von Wallenstein (AWL-brekht fun VAHL-en-shtyn). A brilliant and enigmatic commander, Wallenstein was a Bohemian nobleman who had taken advantage of Ferdinand’s victory to become the country’s wealthiest landowner. Wallenstein’s forces defeated a Protestant army at Dessau and then continued to operate in northern Germany. The forces of Christian IV, despite substantial aid from their allies, were defeated in 1626 by an army of the Catholic League under Count Tilly and then suffered an even more devastating loss to Wallenstein’s forces the following year. Wallenstein now occupied parts of northern Germany, including the Baltic ports of Hamburg, Lubeck, and Bremen. Christian IV’s defeat meant the end of Danish supremacy in the Baltic.

After the success of the imperial armies, Emperor Ferdinand II was at the height of his power and took this opportunity to issue the Edict of Restitution in March 1629. His proclamation prohibited Calvinist worship and restored all property taken by Protestant princes or cities during the past seventy-five years to the Catholic Church. But this sudden growth in the power of the Habsburg emperor frightened many German princes, who feared for their independent status and reacted by forcing the emperor to dismiss Wallenstein.

THE SWEDISH PHASE The Swedish phase (1630-1635) marked the entry of Gustavus Adolphus (goo-STAY-vus uh-DAHL-fuss), king of Sweden (1611-1632), into the war. Gustavus Adolphus was responsible for reviving Sweden and transforming it into a great Baltic power. A military genius, he brought a disciplined and well-equipped Swedish army to northern Germany. He was also a devout Lutheran who felt compelled to aid his coreligionists in Germany.

Gustavus’s army swept the imperial forces out of the north and moved into the heart of Germany. In desperation, the imperial side recalled Wallenstein, who was given command of the imperial army that met Gustavus’s troops near Leipzig. At the Battle of Lutzen (LOOT-sun) in 1632, the Swedish forces prevailed but paid a high price for the victory when the Swedish king was killed in the battle. Although the Swedish forces remained in Germany, they proved much less effective. Despite the loss of Wallenstein, who was assassinated in 1634 on the orders of Emperor Ferdinand, the imperial army decisively defeated the Swedes at the Battle of Nordlingen at the end of 1634 and drove them out of southern Germany. This imperial victory guaranteed that southern Germany would remain Catholic. The emperor used this opportunity to make peace with the German princes by agreeing to annul the Edict of Restitution of 1629. But peace failed to come to war-weary Germany. The Swedes wished to continue, while the French, under the direction of Cardinal Richelieu (REESH-uh-lyoo), the chief minister of King Louis XIII, entered the war directly, beginning the fourth and final phase of the war, the Franco-Swedish phase (1635-1648).

THE FRANCO-SWEDISH PHASE By this time, religious issues were losing their significance. The Catholic French were now supporting the Protestant Swedes against the Catholic Habsburgs of Germany and Spain. The Battle of Rocroi (roh-KRWAH) in 1643 proved decisive as the French beat the Spanish and brought an end to Spanish military greatness. The French then moved on to victories over the imperialist-Bavarian armies in southern Germany. By this time, all parties were ready for peace, and after five years of protracted negotiations, the war in Germany was officially ended by the Peace of Westphalia in 1648. The war between France and Spain, however, continued until the Peace of the Pyrenees in 1659. By that time, Spain had become a second-class power, and France had emerged as the dominant nation in Europe.

OUTCOMES OF THE WAR What were the results of what one historian has called a “basically meaningless conflict”? The Peace of Westphalia ensured that all German states, including the Calvinist ones, were free to determine their own religion. Territorially, France gained parts of western Germany, part of Alsace, and the three cities of Metz, Toul, and Verdun, giving the French control of the Franco-German border area. While Sweden and the German states of Brandenburg and Bavaria gained some territory in Germany, the Austrian Habsburgs did not really lose any but did see their authority as rulers of Germany further diminished. The more than three hundred states that made up the Holy Roman Empire were recognized as virtually independent, since each received the power to conduct its own foreign policy. The Habsburg emperor had been reduced to a figurehead in the Holy Roman Empire. The Peace of Westphalia also made it clear that religion and politics were now separate. The pope was completely ignored in all decisions at Westphalia, and political motives became the guiding forces in public affairs as religion moved closer to becoming primarily a matter of personal conviction and individual choice. Some historians also argue that the Peace of Westphalia marks the beginning of a modem international order in which sovereign states began to operate as equals within a secular framework.

The economic and social effects of the Thirty Years’ War on Germany are still debated. Some areas of Germany were completely devastated, but others remained relatively untouched and even experienced economic growth. The most recent work pictures a damaged economy and a population decline of 15 to 20 percent in the Holy Roman Empire. Although historians may debate the degree of devastation, many people in Germany would have understood this description by a traveler journeying along the Main River in 1636:

[We] came to a wretched little village called Neukirchen, which we found quite uninhabited yet with one house on fire. Here, since it was now late, we were obliged to stay all night, for the nearest town was four miles away; but we spent that night walking up and down with guns in our hands, and listening fearfully to the sound of shots in the woods around us.... Early next morning, His Excellency went to inspect the church and found it had been plundered and that the pictures and the altar had been desecrated. In the churchyard we saw a dead body, scraped out of the grave, while outside the churchyard we found another dead body.2

The Thirty Years’ War was undoubtedly the most destructive conflict Europeans had yet experienced (see the box on p. 443).

Was There a Military Revolution?

By the seventeenth century, war played an increasingly important role in European affairs. Military power was considered essential to a ruler’s reputation and power; thus, the pressure to build an effective military machine was intense. Some historians believe that the changes that occurred in the science of warfare between 1560 and 1660 warrant the title of military revolution.

Medieval warfare, with its mounted knights and supplementary archers, had been transformed in the Renaissance by the employment of infantry armed with pikes and halberds (long-handled weapons combining an axe with a spike) and arranged in massed rectangles known as squadrons or battalions. The use of firearms required adjustments to the size and shape of the massed infantry and made the cavalry less effective.

It was Gustavus Adolphus, the king of Sweden, who developed the first standing army of conscripts, notable for the flexibility of its tactics. The infantry brigades of Gustavus’s army were composed of equal numbers of musketeers and pikemen, standing six men deep. They employed the salvo, in which all rows of the infantry fired at once instead of row by row. These salvos of fire, which cut up the massed ranks of the opposing infantry squadrons, were followed by a pike charge, giving the infantry a primarily offensive deployment. Gustavus also used his cavalry in a more mobile fashion. After shooting a pistol volley, they charged the enemy with their swords. Additional flexibility was obtained by using lighter artillery pieces that were more easily moved during battle. All of these changes required coordination, careful training, and better discipline, forcing rulers to move away from undisciplined mercenary forces. Naturally, the success of Gustavus Adolphus led to imitation.

Some historians have questioned the use of the phrase “military revolution” to describe the military changes from 1560 to 1660, arguing instead that military developments were gradual. In any case, for the rest of the seventeenth century, warfare continued to change. Standing armies, based partly on conscription, grew ever larger and more expensive. Standing armies necessitated better-disciplined and better-trained soldiers and led to the education of officers in military schools. Armies also introduced the use of linear rather than square formations to provide greater flexibility and mobility in tactics. There was also an increased use of firearms as the musket with attached bayonet increasingly replaced the pike in the ranks of the infantry. A naval arms race in the seventeenth century led to more and bigger warships or capital ships known as “ships of the line.” By the end of the seventeenth century, most of these had two or three decks and were capable of carrying between fifty and one hundred heavy cannon.

Larger armies and navies could be maintained only by levying heavier taxes, making war a greater economic burden and an ever more important part of the early modem European state. The creation of large bureaucracies to supervise the military resources of the state led to growth in the power of state governments.

Rebellions

Before, during, and after the Thirty Years’ War, a series of rebellions and civil wars stemming from the discontent of both nobles and commoners rocked the domestic stability of many European governments. To increase their power, monarchs attempted to extend their authority at the expense of traditional powerful elements who resisted the rulers’ efforts. At the same time, to fight their battles, governments increased taxes and created such hardships that common people also rose in opposition.

Between 1590 and 1640, peasant and lower-class revolts erupted in central and southern France, Austria, and Hungary. In the decades of the 1640s and 1650s, even greater unrest occurred. Portugal and Catalonia rebelled against the Spanish government in 1640. The common people in Naples and Sicily revolted against both the government and the landed nobility in 1647. Russia, too, was rocked by urban uprisings in 1641, 1645, and 1648. Nobles rebelled in France from 1648 to 1652 in an effort to halt the growth of royal power. The northern states of Sweden, Denmark, and the United Provinces were not immune from upheavals involving clergy, nobles, and mercantile groups. The most famous and widest-ranging struggle, however, was the civil war and rebellion in England, commonly known as the English Revolution (discussed later in this chapter).


Next Reading: 15.2 (Absolutism in Western Europe)