Chapter 22 - An Age of Nationalism and Realism

Nation Building and Reform: The National State in Midcentury

FOCUS QUESTIONS: What efforts for reform occurred in the Austrian Empire, Russia, and Great Britain between 1850 and 1870, and how successful were they in alleviating each nation’s problems?

While European affairs were dominated by the unification of Italy and Germany, other states were also undergoing transformations (see Map 22.4). War, civil war, and changing political alignments served as catalysts for domestic reforms.

The Austrian Empire: Toward a Dual Monarchy

After the Habsburgs had crushed the revolutions of 1848-1849, they restored centralized, autocratic government to the empire. What seemed to be the only lasting result of the revolution of 1848 was the act of emancipation of September 7, 1848, that freed the serfs and eliminated all compulsory labor services. Nevertheless, the development of industrialization after 1850, especially in Vienna and the provinces of Bohemia and Galicia, served to bring economic and social change to the empire in the form of an urban proletariat, labor unrest, and a new industrial middle class.

In 1851, the revolutionary constitutions were abolished, and a system of centralized autocracy was imposed on the empire. Under the leadership of Alexander von Bach (1813-1893), local privileges were subordinated to a unified system of administration, law, and taxation implemented by German-speaking officials. Hungary was subjected to the rule of military officers, and the Catholic Church was declared the state church and given control of education. Economic troubles and war, however, soon brought change. After Austria’s defeat in the Italian war in 1859, the Emperor Francis Joseph [Franz Joseph] (1848-1916) attempted to establish an imperial parliament – the Reichsrat (RYKHSS-raht) – with a nominated upper house and an elected lower house of representatives. Although the system was supposed to provide representation for the nationalities of the empire, the complicated formula used for elections ensured the election of a German-speaking majority and thus served once again to alienate the ethnic minorities, particularly the Hungarians.

THE AUSGLEICH OF 1867 Only when military disaster struck again in the Austro-Prussian War did the Austrians deal with the fiercely nationalistic Hungarians. The result was the negotiated Ausgleich (OWSS-glykh), or Compromise, of 1867, which created the Dual Monarchy of Austria-Hungary. Each part of the empire now had a constitution, its own bicameral legislature, its own governmental machinery for domestic affairs, and its own capital (Vienna for Austria and Buda – soon to be united with Pest, across the river – for Hungary). Holding the two states together were a single monarch (Francis Joseph was emperor of Austria and king of Hungary) and a common army, foreign policy, and system of finances. In domestic affairs, the Hungarians had become an independent nation. The Ausgleich did not, however, satisfy the other nationalities that made up the multinational Austro-Hungarian Empire (see Map 22.5). The Dual Monarchy simply enabled the German-speaking Austrians and Hungarian Magyars to dominate the minorities, especially the Slavic peoples (Poles, Croats, Czechs, Serbs, Slovaks, Slovenes, and Little Russians), in their respective states. As the Hungarian nationalist Louis Kossuth remarked, “Dualism is the alliance of the conservative, reactionary and any apparently liberal elements in Hungary with those of the Austrian Germans who despise liberty, for the oppression of the other nationalities and races.” The nationalities problem persisted until the demise of the empire at the end of World War 1.

Imperial Russia

Russia’s defeat in the Crimean War at the hands of the British and French revealed the blatant deficiencies behind the façade of absolute power and made it clear even to staunch conservatives that Russia was falling hopelessly behind the western European powers. Tsar Alexander II (1855-1881), who came to power in the midst of the Crimean War, turned his energies to a serious overhaul of the Russian system.

Serfdom was the most burdensome problem in tsarist Russia. The continuing subjugation of millions of peasants to the land and their landlords was an obviously corrupt and failing system. Reduced to antiquated methods of production based on serf labor, Russian landowners were economically pressed and unable to compete with foreign agriculture. The serfs, who formed the backbone of the Russian infantry, were uneducated and consequently increasingly unable to deal with the more complex machines and weapons of war. Then, too, peasant dissatisfaction still led to local peasant revolts that disrupted the countryside. Alexander II seemed to recognize the inevitable: “The existing order of serfdom,” he told a group of Moscow nobles, “cannot remain unchanged. It is better to abolish serfdom from above than to wait until it is abolished from below.”

ABOLITION OF SERFDOM On March 3, 1861, Alexander issued his emancipation edict (see the box on p. 672). Peasants could now own property, marry as they chose, and bring suits in the law courts. Nevertheless, the benefits of emancipation were limited. The government provided land for the peasants by purchasing it from the landowners, but the landowners often chose to keep the best lands. The Russian peasants soon found that they had inadequate amounts of good arable land to support themselves, a situation that worsened as the peasant population increased rapidly in the second half of the nineteenth century.

Nor were the peasants completely free. The state compensated the landowners for the land given to the peasants, but the peasants were expected to repay the state in long-term installments. To ensure that the payments were made, peasants were subjected to the authority of their mir (MEER), or village commune, which was collectively responsible for the land payments to the government. In a very real sense, then, the village commune, not the individual peasants, owned the land the peasants were purchasing. And since the village communes were responsible for the payments, they were reluctant to allow peasants to leave their land. Emancipation, then, led not to a free, landowning peasantry along the Western model but to an unhappy, land-starved peasantry that largely followed the old ways of farming.

OTHER REFORMS Alexander II also attempted other reforms. In 1864, he instituted a system of zemstvos (ZEMPST-vohz), or local assemblies, that provided a moderate degree of self-government. Representatives to the zemstvos were to be elected from the noble landowners, townspeople, and peasants, but the property-based system of voting gave a distinct advantage to the nobles. Zemstvos were given a limited power to provide public services, such as education, famine relief, and road and bridge maintenance. They could levy taxes to pay for these services, but their efforts were frequently disrupted by bureaucrats, who feared any hint of self-government. The hope of liberal nobles and other social reformers that the zemstvos would be expanded into a national parliament remained unfulfilled. The legal reforms of 1864, which created a regular system of local and provincial courts and a judicial code that accepted the principle of equality before the law, proved successful, however.

Even the autocratic tsar was unable to control the forces he unleashed by his reform program. Reformers wanted more and rapid change; conservatives opposed what they perceived as the tsar’s attempts to undermine the basic institutions of Russian society. By 1870, Russia was witnessing an increasing number of reform movements. One of the most popular stemmed from the radical writings of Alexander Herzen (HAYRT-sun) (1812-1870), a Russian exile living in London, whose slogan “Land and Freedom” epitomized his belief that the Russian peasant must be the chief instrument for social reform. Herzen believed that the peasant village commune could serve as an independent, self-governing body that would form the basis of a new Russia. Russian students and intellectuals who followed Herzen’s ideas formed a movement called populism whose aim was to create a new society through the revolutionary acts of the peasants. The peasants’ lack of interest in these revolutionary ideas, however, led some of the populists to resort to violent means to overthrow tsarist autocracy. One who advocated the use of violence to counteract the violent repression of the tsarist regime was Vera Zasulich (tsah-SOO-likh) (1849-1919). Daughter of a poor nobleman, she worked as a clerk before joining Land and Freedom, an underground populist organization advocating radical reform. In 1878, Zasulich shot and wounded the governor-general of Saint Petersburg. Put on trial, she was acquitted by a sympathetic jury.

Encouraged by Zasulich’s successful use of violence against the tsarist regime, another group of radicals, known as the People’s Will, succeeded in assassinating Alexander II in 1881. His son and successor, Alexander III (1881-1894), turned against reform and returned to the traditional methods of repression.

Great Britain: The Victorian Age

Like Russia, Britain was not troubled by revolutionary disturbances during 1848, although for quite different reasons. The Reform Act of 1832 had opened the door to political representation for the industrial middle class, and in the 1860s, Britain’s liberal parliamentary system demonstrated once more its ability to make both social and political reforms that enabled the country to remain stable and prosperous.

One of the reasons for Britain’s stability was its continuing economic growth. After 1850, middle-class prosperity was at last coupled with some improvements for the working classes. Real wages for laborers increased more than 25 percent between 1850 and 1870. The British feeling of national pride was well reflected in Queen Victoria, whose reign from 1837 to 1901 was the longest in English history. Her sense of duty and moral respectability reflected the attitudes of her age, which has ever since been known as the Victorian Age (see the Film & History feature on p. 674).

Politically, this was an era of uneasy stability as the aristocratic and upper-middle-class representatives who dominated Parliament blurred party lines by their internal strife and shifting positions. One political figure who stood out was Henry John Temple, Lord Palmerston (1784-1865), who was prime minister for most of the period from 1855 to 1865. Although a Whig, Palmerston had no strong party loyalty and found it easy to make political compromises. He was not a reformer, however, and opposed expanding the franchise. He said, “We should by such an arrangement increase the number of Bribeable Electors and overpower Intelligence and Property by Ignorance and Poverty.”

DISRAELI AND THE REFORM ACT OF 1867 After Palmerston’s death in 1865, the movement for the extension of the franchise only intensified. Although the Whigs (now called the Liberals), who had been responsible for the Reform Act of 1832, talked about passing additional reform legislation, it was actually the Tories (now called the Conservatives) who carried it through. The Tory leader in Parliament, Benjamin Disraeli (diz-RAY-lee) (1804-1881), was apparently motivated by the desire to win over the newly enfranchised groups to the Conservative Party. The Reform Act of 1867 was an important step toward the democratization of Britain. By lowering the monetary requirements for voting (taxes paid or income earned), it by and large enfranchised many male urban workers. The number of voters increased from about 1 million to slightly over 2 million (see Table 22.1). Although Disraeli believed that this would benefit the Conservatives, industrial workers helped produce a huge Liberal victory in 1868.

The extension of the right to vote had an important byproduct as it forced the Liberal and Conservative Parties to organize carefully in order to win over the electorate. Party discipline intensified, and the rivalry between the Liberals and Conservatives became a regular feature of parliamentary life. In large part this was due to the personal and political opposition of the two leaders of these parties, William Gladstone (GLAD-stun) (1809-1898) and Disraeli.

THE LIBERAL POLICIES OF GLADSTONE The first Liberal administration of William Gladstone, from 1868 to 1874, was responsible for a series of impressive reforms. Legislation and government orders opened civil service positions to competitive exams rather than patronage, introduced the secret ballot for voting, and abolished the practice of purchasing military commissions. The Education Act of 1870 attempted to make elementary schools available for all children (see Chapter 24). These reforms were typically liberal. By eliminating abuses and enabling people with talent to compete fairly, they sought to strengthen the nation and its institutions.

The United States: Slavery and War

By the mid-nineteenth century, the issue of slavery increasingly threatened American national unity. Both North and South had grown dramatically in population during the first half of the nineteenth century. But their development was quite different. The cotton economy and social structure of the South were based on the exploitation of enslaved black Africans and their descendants. The importance of cotton is evident from production figures. In 1810, the South produced a raw cotton crop of 178,000 bales worth $10 million. By 1860, it was generating 4.5 million bales of cotton with a value of $249 million. Fully 93 percent of southern cotton in 1850 was produced by a slave population that had grown dramatically in fifty years. Although new slave imports had been barred in 1808, there were 4 million Afro-American slaves in the South by 1860 - four times the number sixty years earlier. The cotton economy and plantation-based slavery were intimately related, and the attempt to maintain them in the course of the first half of the nineteenth century led the South to become increasingly defensive, monolithic, and isolated. At the same time, the rise of an abolitionist movement in the North challenged the southern order and created an “emotional chain reaction” that led to civil war.

By the 1850s, the slavery question had caused Andrew Jackson’s Democratic Party to split along North-South lines. The Kansas-Nebraska Act of 1854, which allowed slavery in the Kansas and Nebraska territories to be determined by popular sovereignty, created a firestorm in the North and led to the creation of a new Republican Party. The Republicans were united by antislavery principles and were especially driven by the fear that the “slave power” of the South would attempt to spread the slave system throughout the country.

As polarization over the issue of slavery intensified, compromise became less feasible. When Abraham Lincoln, the man who had said in a speech in Illinois in 1858 that “this government cannot endure permanently half slave and half free,” was elected president in November 1860, the die was cast. Lincoln carried only 2 of the 1,109 counties in the South; the Republicans were not even on the ballot in ten southern states. On December 20, 1860, a South Carolina convention voted to repeal the state’s ratification of the U.S. Constitution. In February 1861, six more southern states did the same, and a rival nation-the Confederate States of America-was formed (see Map 22.6). In April, fighting erupted between North and South at Fort Sumter near Charleston, South Carolina.

THE CIVIL WAR The American Civil War (1861-1865) was an extraordinarily bloody struggle, a foretaste of the total war to come in the twentieth century. More than 600,000 soldiers died, either in battle or from deadly infectious diseases spawned by filthy camp conditions. Over a period of four years, the Union states of the North mobilized their superior assets and gradually wore down the Confederate forces of the South. As the war dragged on, it had the effect of radicalizing public opinion in the North. What began as a war to save the Union became a war against slavery. On January 1, 1863, Lincoln’s Emancipation Proclamation made most of the nation’s slaves “forever free” (see the box on p. 672). The increasingly effective Union blockade of the South, combined with a shortage of fighting men, made the Confederate cause desperate by the end of 1864. The final push of Union troops under General Ulysses S. Grant forced General Robert E. Lee’s Confederate Army to surrender on April 9, 1865. Although problems lay ahead, the Union victory confirmed that the United States would be “one nation, indivisible.”

The Emergence of a Canadian Nation

North of the United States, the process of nation building was also making progress. By the Treaty of Paris in 1763, Canada – or New France, as it was called – passed into the hands of the British. By 1800, most Canadians favored more autonomy, although the colonists disagreed on the form this autonomy should take. Upper Canada (now Ontario) was predominantly English speaking, whereas Lower Canada (now Quebec) was dominated by French Canadians. A dramatic increase in immigration to Canada from Great Britain (almost one million immigrants between 1815 and 1850) also fueled the desire for self-government.

In 1837, a number of Canadian groups rose in rebellion against British authority. Rebels in Lower Canada demanded separation from Britain, creation of a republic, universal male suffrage, and freedom of the press. Although the rebellions were crushed by the following year, the British government now began to seek ways to satisfy some of the Canadian demands. The American Civil War proved to be a turning point. Fearful of American designs on Canada during the war and eager to reduce the costs of maintaining the colonies, the British government finally capitulated to Canadian demands. In 1867, Parliament established the Canadian nation - the Dominion of Canada - with its own constitution. Canada now possessed a parliamentary system and ruled itself, although foreign affairs still remained under the control of the British government.


Next Reading: 22-4 (Industrialization and the Marxist Response)